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Internal and Process Audit

Process Assurance / Risk Assurance / Internal Audit (Assurance)

  • Business Process Review
  • Internal Financial Control over Financial Reporting
  • Preparation of Standard Operating Procedure, Process Note, Risk Control Matrix
  • Internal Audit / concurrent audit of Stock Brokers and Depository participants, Banks, NBFCs, Pharma client, IT sector, ARCs

Information System Audit (IS Audit)

  • Information Technology General Controls review
  • Stock Broker’s System audit as per SEBI requirement
  • Application Control review
  • Data Migration project
  • Banks – System Audit as per RBI circular
  • NBFCs - System Audit as per RBI circular
  • Insurance (Life and General) - System Audit as per IRDA circular
  • Business Continuity Plan and Disaster Recovery Plan
 
     
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